James Christopher Hollifield

Current Employers

Employment History

• 10/1994 → Present
  Rushton & Company, Llc
  Gainesville, GA
• 03/2017 → 10/2019
  1St Global Capital Corp.
  Gainesville, GA
• 03/2017 → 10/2019
  1St Global Advisors, Inc.
  Gainesville, GA
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Gainesville, GA
• 10/2019 → 09/2025
  Avantax Advisory Services
  Gainesville, GA
• 09/2021 → Present
  Rushton, Llc
  Gainesville, GA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Gainesville, GA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Gainsville, GA
• 2017-03-21 → 2019-10-25
  1St Global Advisors Inc
  Gainesville, GA

Other Businesses

1) ENOTA PROPERTIES, LLC POSITION: PARTNER NATURE: RENTAL REAL ESTATE INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: null START DATE: 01/01/2003 ADDRESS: Gainesville GA 30501, United States DESCRIPTION: no specific duties 2) RUSHTON WEALTH MANAGEMENT, LLC POSITION: PARTNER NATURE: WEALTH MANAGEMENT INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2015 ADDRESS: Gainesville GA 30501, United States DESCRIPTION: Provide financial services to clients. 3) CASA POSITION: Treasurer NATURE: CASA is a nonprofit. I sit on their board of directors as treasurer of this organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2008 ADDRESS: 603 Washington Street, SW, Gainesville GA 30501, United States DESCRIPTION: As treasurer, I chair the finance committee. This committee reviews the monthly financial statements, proposes the budget and sets financial policies of the organization. The executive director handles the day to day financial activities and signs all checks. I am a back up check signor if the executive director is not available. 4) TRINITY UNITED METHODIST CHURCH POSITION: Finance Committee NATURE: Trinity is a church which I attend. I rotate on and off their finance committee. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2019 ADDRESS: 5622 Clarks Bridge Road, Clermont GA 30527, United States DESCRIPTION: The finance committee reviews the monthly financial statements, proposes budgets and sets financial policies of the church. The church secretary handles the day to day financial activities and the church treasurer signs all checks. I am a backup check signor if the church treasurer is not available. 5) GEORGIA MOUNTAINS YMCA POSITION: Board Member NATURE: Nonprofit organization that services the local community with wellness programs. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 03/01/2010 ADDRESS: 2455 YMCA Drive, Gainesville GA 30501, United States DESCRIPTION: Attend monthly board meetings. Also, I am on the Finance Committee and attend monthly committee meetings 6) RUSHTON, LLC POSITION: Member NATURE: This entity is a CPA firm that provides accounting, tax, audit and consulting services. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/01/2021 ADDRESS: 726 S Enota Dr, Suite A, Gainesville GA 30503, United States DESCRIPTION: I am the managing member of this entity. My responsibilities include managing the operations, setting policies, client management, directly employees, etc. 7) NORTHEAST GEORGIA HEALTH SYSTEM POSITION: Committee Member NATURE: Nonprofit health system INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2014 ADDRESS: 743 Spring Street, Gainesville GA 30501, United States DESCRIPTION: Audit Committee Member - Review annual audit and tax return. 8) RUSHTON & COMPANY, LLC POSITION: Member NATURE: This entity is a CPA firm that provides accounting, tax and consulting services. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/1998 ADDRESS: 726 S Enota Dr, Suite A, Gainesville GA 30503, United States DESCRIPTION: I am the managing member of this entity. My responsibilities include managing the operations, setting policies, client management, directing employees, etc.

Exams

• S66 Uniform Combined State Law Examination
  2017-03-07

Other Names

• Chris Hollifield