Nicholas Tatsuro Bruner

Current Employers

Employment History

• 09/2005 → Present
  Rushton & Co, Llc
  Gainesville, GA
• 09/2017 → 10/2019
  1St Global Capital Corp.
  Gainesville, GA
• 09/2017 → 10/2019
  1St Global Advisors, Inc.
  Gainesville, GA
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Gainesville, GA
• 10/2019 → 09/2025
  Avantax Advisory Services
  Gainesville, GA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Gainesville, GA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Gainesville, GA
• 2018-01-10 → 2019-10-25
  1St Global Advisors Inc
  Gainesville, GA

Other Businesses

1) Rushton Wealth Management; investment-related; 726 South Enota Dr. NE, Suite A, Gainesville, GA 30501; Wealth Services Business; referring non-employee - partner of CPA firm who is affiliated with Rushton Wealth; start date was November 1, 2015, 8-10 hrs. a month devoted and approximately 6-8 during trading hours. As a partner in the affiliated CPA firm, my duties are to assist the employees in the Wealth Services Business regarding client communication. 2) United Way of Hall County; Investment related; Gainesville, GA; Treasurer; Review monthly financials and report to the Board of Directors. Serves as the Finance Committee Chair and signs checks when the Board Chairman is not available; 05/01/2016; 8 hours/mo; 8 hours/trade; As the Treasurer of the United Way of Hall County, I work with the person on staff to develop the budget, review monthly financial activity and monitor cash flow. As Chair of the Finance Committee, I review results of operations and guide the committee in making strategic financial decisions for the organization. I have check signing ability in the Board of Directors' Chairperson's absence. 3) Gainesville Jaycees; investment related; Gainesville, GA; Chairman/Immediate Past President; Advisor to the President of the Organization; 01/01/2017; 8 hours/ mo; 8 hours/trade; As the immediate past president, my duties are to advise the current Executive Board and attend meetings. I do not have check signing ability, but listed on the Organization's brokerage account. 2) BRUNER PROPERTIES, LLC POSITION: Owner NATURE: Rental property. Own muti-family unit in Athens, GA that produces minimal income compared to overall personal income. Management is contracted to 3rd party. Passive activity marked on personal tax return. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2021 ADDRESS: 1298 Burns Dr. NE, Gainesville GA 30501, United States DESCRIPTION: As stated above, this is rental real estate to which a 3rd party is contracted for most activities. My main duties are compiling information at year end to report on personal tax return. 3) RUSHTON, LLC POSITION: Owner NATURE: Rusthon, LLC is a new entity that will become the new CPA Firm after the merger of a firm in Cumming, GA. Our former CPA Firm entity was Rushton & Company, LLC. We are the CPA referral to Rushton Wealth Management. INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 09/01/2021 ADDRESS: 726 S Enota Dr, Suite A, Gainesville GA 30503, United States DESCRIPTION: I am an owner of the new entity (Rushton, LLC). I'm a CPA partner that performs audit and attest engagements. I'm a referring advisor to Rushton Wealth Management. 4) ELACHEE NATURE SCIENCE CENTER POSITION: Treasurer NATURE: Nonprofit organization for which I'm the treasurer. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2019 ADDRESS: 2125 Elachee Dr., Gainesville GA 30504, United States DESCRIPTION: Monthly review of financial statements, audit and finance committee involvement. Assistance with question regarding accounting treatment of transactions.

Exams

• S66 Uniform Combined State Law Examination
  2018-01-05

Other Names

• Nick Bruner
• Nicholas Bruner