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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2021-10-05 |
| TX | RA | APPROVED | 2021-10-01 |
Branch Locations
340 Jesse Jewell Parkway Suite 550, Gainesville, GA 30501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Gainesville | GA | 03/2002 | 10/2021 |
| Bank Of America, N.A. | Gainesville | GA | 05/2011 | 10/2021 |
| Morgan Stanley Smith Barney Llc | Gainesville | GA | 10/2021 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 10/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-28 |
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