Elisabeth D Baldwin

Current Employers

Employment History

• 05/2014 → 11/2018
  Regions Bank
  Gainesville, GA
• 05/2014 → 11/2018
  Cetera Investment Advisers Llc
  Gainesville, GA
• 05/2014 → 11/2018
  Cetera Investment Services Llc
  St.CLoud, MN
• 11/2018 → 10/2019
  1St Global Capital Corp.
  Gainsville, GA
• 11/2018 → 10/2019
  1St Global Advisors, Inc.
  Gainsville, GA
• 11/2018 → 09/2025
  Avantax Insurance Services, Inc.
  Gainsville, GA
• 10/2019 → 09/2025
  Avantax Advisory Services
  Gainesville, GA
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Gainesville, GA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Alpharetta, GA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Irving, TX
  Alpharetta, GA
  Gainsville, GA
  Dallas, TX
• 2018-11-05 → 2019-10-25
  1St Global Advisors Inc
  Gainesville, GA
• 2014-05-27 → 2018-10-23
  Cetera Investment Advisers Llc
  Gainesville, GA
• 2013-02-13 → 2014-05-21
  Raymond James & Associates, Inc.
  Gainesville, GA
• 2012-07-30 → 2013-02-13
  Morgan Keegan & Company, Llc
  Gainesville, GA
  Athens, GA
• 2009-08-12 → 2012-07-05
  Bb&T Investment Services, Inc.
  Atlanta, GA
  Charlotte, NC
  Atlanta, GA
• 2002-07-01 → 2009-08-04
  Wells Fargo Clearing Services, Llc
  Dahlonega, GA
  Gainesville, GA
  Gainesville, GA
  Gainesville, GA
  Atlanta, GA
  Gainesville, GA

Other Businesses

1) VISION 2030. GREENSPACE COMMITTEE ORGANIZED TO PROMOTE GREEN SPACE. FIRST BAPTIST CHURCH STEWARDSHIP COMMITTEE. 2) RUSHTON WEALTH MANAGEMENT POSITION: Financial Advisor NATURE: Wealth management. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 10/15/2018 ADDRESS: 726 S Enota Drive, Ste A, Gainesville GA 30501, DESCRIPTION: Provide tax-centric financial planning and asset management. 3) NGCRM STRATEGIC ADVISORS POSITION: Advisory Board Member NATURE: Serve an advisory role for North Georgia Camp and Retreat Ministries. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2020 ADDRESS: 690 Camp Glisson Road, Dahlonega GA 30533, DESCRIPTION: Serve an advisory role for North Georgia Camp and Retreat Ministries. 4) GOOD NEWS CLINICS POSITION: board member NATURE: Good News Clinics is a Christian nonprofit providing free medical and dental care to uninsured residents of Hall County who cannot afford to purchase health care services INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE: 11/15/2021 ADDRESS: 810 Pine Street, Gainesville GA 30501, United States DESCRIPTION: Help with supervision and oversight of the organization 5) GHS SOCCER BOOSTER CLUB POSITION: Treasurer NATURE: Provide support for Gainesville soccer program INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/09/2022 ADDRESS: 830 Century Place, Gainesville GA 30501, United States DESCRIPTION: Serve as treasurer--maintain records of bank transactions 6) GHS VOLLEYBALL BOOSTER CLUB POSITION: Treasurer NATURE: Support Gainesville Volleyball program INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/23/2022 ADDRESS: 830 Century Place, Gainesville GA 30501, United States DESCRIPTION: Maintain records of bank transactions 7) Pay it Forward Scholarships; Vice-Chair; Pay it Forward Scholarships mission is to provide equal distribution scholarships, funded by Georgia's Qualified Education Expense Tax Credit, for PreK-12th grade students at private school across the state of Georgia. We strive to make school choice accessible and available to every family regardless of financial situation.; NIR; 2; 02/13/2024; 615 Oak Street Gainesville GA 30501; Help guide policy and procedures of the organization.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-09-10
• S63 Uniform Securities Agent State Law Examination
  1994-04-08

Other Names

• Elisabeth Lee Davis
• Elisabeth Davis Baldwin