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Halter Ferguson Financial Inc CRD 109563
$705M regulatory AUM 4 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
13080 Grand Blvd. Suite 130, Carmel, IN 46032 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-08-03 |
Branch Locations
13080 Grand Blvd. Suite 130, Carmel, IN 46032 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Friendswood | TX | 01/2016 | 10/2022 |
| Raymond James Financial Services Advisors Inc. | Friendswood | TX | 02/2016 | 10/2022 |
| Pwc | Houston | TX | 07/2020 | 08/2020 |
| Mercer Global Advisors Inc. | Bellaire | TX | 11/2022 | 07/2023 |
| Mercer Global Advisors Inc. | Denver | CO | 07/2023 | 05/2026 |
| Halter Ferguson Financial Inc | Carmel | IN | 07/2026 | Present |
1) the name of the other business; Uber whether the business is Investment-related; No the address of the other business; Uber Technologies, Inc. 1725 Third Street, San Francisco, CA 94158 USA the nature of the other business; Transportation network company providing rideshare passenger transportation services your position; independent contractor driver title, or relationship with the other business; Independent contractor driver the start date of your relationship; 08/01/2026 the approximate number of hours/month you devote to the other business; 30 hours/month the number of hours you devote to the other business during securities trading hours; 0 hours duties relating to the other business; Independent contractor providing rideshare transportation services
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-09-22 |
| S65 | Uniform Investment Adviser Law Examination | 2012-04-22 |
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