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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-10-27 |
Branch Locations
1670 Broadway Suite 2200, Denver Hub, Denver, CO 80202-5602 • United States
Centennial, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Denver | CO | 11/2007 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Denver | CO | 11/2007 | Present |
GERMAN CULTURAL FOUNDATION POSITION: Member of the Board of Directors NATURE: The German Cultural Foundation supports the German community and its cultural events in Colorado. It is a non-profit organization. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2024 ADDRESS: 1123 Auraria Parkway, Suite 100, Denver CO 80204, United States DESCRIPTION: Supporting related cultural events
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 2008-05-02 |
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