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Jacky Khanna

Rbc Capital Markets, LLC

New York, NY

Colonia, NJ

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-07-06
  • NY RA
    APPROVED
    Since 2024-07-06

Branch Locations

1211 Avenue Of The Americas Suite 3300, New York, NY 10036 • United States

Colonia, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 07/2015 04/2017
Hsbc Bank Usa, N.A. New York NY 04/2017 10/2017
Hsbc Securities (Usa) Inc New York NY 04/2017 10/2017
Rbc Capital Markets, Llc New York NY 10/2017 Present
  • 07/2015 → 04/2017
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Pennington, NJ
  • 04/2017 → 10/2017
    Hsbc Bank Usa, N.A.
    New York, NY
  • 04/2017 → 10/2017
    Hsbc Securities (Usa) Inc
    New York, NY
  • 10/2017 → Present
    Rbc Capital Markets, Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-06
S63 Uniform Securities Agent State Law Examination 2017-01-06
  • S66 Uniform Combined State Law Examination
    2024-07-06
  • S63 Uniform Securities Agent State Law Examination
    2017-01-06

View on SEC IAPD

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