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David Broadwell

Citigroup Global Markets Inc.

Houston, TX

Denver, CO

Houston, TX

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-18
  • TX RA
    APPROVED
    Since 2026-08-18

Branch Locations

Citi Private Bank 2700 Post Oak Blvd 5Th Floor, Suite 500, Houston, TX 77056-5830 • United States

Citi Private Bank 1225 17Th Street, 21St Floor, Suite 2100, Denver, CO 80202 • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Houston TX 04/2015 05/2026
Jpmorgan Chase Bank, N.A. Houston TX 11/2016 05/2026
Citigroup Houston TX 07/2026 Present
  • 04/2015 → 05/2026
    J.P. Morgan Securities Llc
    Houston, TX
  • 11/2016 → 05/2026
    Jpmorgan Chase Bank, N.A.
    Houston, TX
  • 07/2026 → Present
    Citigroup
    Houston, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-04
  • S66 Uniform Combined State Law Examination
    2015-01-04
Other Names
  • David P Broadwell

View on SEC IAPD

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