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U.s. Bancorp Advisors, LLC CRD 14455
$1.80B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-02-13 |
Branch Locations
1095 Avenue Of The Americas, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 08/2007 | 04/2017 |
| Bank Of America, N.A. | New York | NY | 08/2014 | 04/2017 |
| Wells Fargo Clearing Services Llc | Melville | NY | 05/2017 | 04/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Garden City | NY | 05/2021 | 10/2021 |
| Cornell University | Ithaca | NY | 08/2015 | 05/2017 |
| Wells Fargo Clearing Services, Llc | Woodbury | NY | 10/2021 | 04/2022 |
| Morgan Stanley | New York | NY | 04/2022 | 04/2023 |
| U.S. Bank | New York | NY | 04/2023 | Present |
| U.S. Bancorp Investments, Inc. | New York | NY | 05/2023 | 02/2026 |
| U.S. Bancorp Advisors, Llc | New York | NY | 02/2026 | Present |
1.) Rental Property; Investment-related; Long Beach, NY; Investment Property; Owner; Owner of Real Estate Property; 07/2017; 0 Hours/Month; 0 Hours/Trading; Landlord. 2.) Rental Property; Investment-related; Long Beach, NY; Investment Property; Owner; Landlord/Owner; 03/2021; 0 Hours/Month; 0 Hours/Trading; Landlord.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-23 |
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