Kristen Ledbetter

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → 02/2017
  Scottrade
  Chesterfield, MO
• 02/2017 → 12/2020
  Wells Fargo Clearing Services, Llc
  Clayton, MO
• 12/2020 → 10/2021
  Hightower Securities Llc
  St Louis, MO
• 11/2021 → 12/2023
  Fidelity Investments
  St. Louis, MO
• 01/2024 → 07/2026
  Raymond James & Associates, Inc.
  St. Louis, MO
• 07/2026 → Present
  Wells Fargo Clearing Services, Llc
  Clayton, MO

Previous Registrations

• 2024-01-03 → 2026-07-07
  Raymond James & Associates, Inc.
  St Louis, MO
  Florissant, MO
• 2021-11-24 → 2023-12-13
  Fidelity Personal And Workplace Advisors
  St. Louis, MO
• 2021-01-21 → 2021-11-12
  Hightower Advisors, Llc
  St. Louis, MO
• 2017-04-07 → 2020-12-15
  Wells Fargo Clearing Services, Llc
  Clayton, MO

Other Businesses

(1)Name of Business: Create: The Aura Studio LLC Address: 3846 Kentucky Derby Dr, Florissant, MO, 63034, United States; Art / Face Painting Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No; Start Date: 06/06/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Assist with operations of Art Business. organizer/ member. THE JOSEPH A. ROBNETT SPECIAL NEEDS TRUST; INV RELATED;FLORISSANT,MO; SPECIAL NEEDS TRUST;0% OWNERSHIP; TRUSTEE/CO-TRUSTEE; START DATE: 07/03/2024; 1 HRS PER MONTH; 0 HRS DURING TRADING; LETTERS OF GUARDIANSHIP FOR JOSEPH ROBNETT; INV RELATED;FLORISSANT,MO; GUARDIAN/CO-GUARDIAN;0% OWNERSHIP; TRUSTEE/CO-TRUSTEE; START DATE: 08/18/2021; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

• S66 Uniform Combined State Law Examination
  2019-08-17
• S63 Uniform Securities Agent State Law Examination
  2016-10-22

Designations

• Certified Financial Planner

Other Names

• Kristen J. Ledbetter
• Kristen Ledbetter
• Kristen Janelle Ledbetter