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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-28 |
| MO | RA | APPROVED | 2026-07-15 |
Branch Locations
190 Carondelet Plz Ste 800, Clayton, MO 63105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade | Chesterfield | MO | 02/2015 | 02/2017 |
| Wells Fargo Clearing Services, Llc | Clayton | MO | 02/2017 | 12/2020 |
| Hightower Securities Llc | St Louis | MO | 12/2020 | 10/2021 |
| Fidelity Investments | St. Louis | MO | 11/2021 | 12/2023 |
| Raymond James & Associates, Inc. | St. Louis | MO | 01/2024 | 07/2026 |
| Wells Fargo Clearing Services, Llc | Clayton | MO | 07/2026 | Present |
(1)Name of Business: Create: The Aura Studio LLC Address: 3846 Kentucky Derby Dr, Florissant, MO, 63034, United States; Art / Face Painting Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No; Start Date: 06/06/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Assist with operations of Art Business. organizer/ member. THE JOSEPH A. ROBNETT SPECIAL NEEDS TRUST; INV RELATED;FLORISSANT,MO; SPECIAL NEEDS TRUST;0% OWNERSHIP; TRUSTEE/CO-TRUSTEE; START DATE: 07/03/2024; 1 HRS PER MONTH; 0 HRS DURING TRADING; LETTERS OF GUARDIANSHIP FOR JOSEPH ROBNETT; INV RELATED;FLORISSANT,MO; GUARDIAN/CO-GUARDIAN;0% OWNERSHIP; TRUSTEE/CO-TRUSTEE; START DATE: 08/18/2021; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 2016-10-22 |
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