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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Lewisville | TX | 02/2023 | 08/2023 |
| Teachers Insurance And Annuity Association Of America | Lewisville | TX | 02/2023 | 08/2023 |
| Edge Home Finance | Carrollton | TX | 11/2021 | 02/2023 |
| Amerisave Mortgage Corporation | Plano | TX | 03/2021 | 06/2021 |
| Credit Union Of Texas | Allen | TX | 10/2020 | 02/2021 |
| Fathom Realty | Carrollton | TX | 11/2019 | 03/2021 |
| Group 1 Automotive | Dallas | TX | 02/2016 | 10/2020 |
| Lonestar Toyota | Lewisville | TX | 06/2018 | 07/2018 |
| Unemployed | Carrollton | TX | 06/2021 | 11/2021 |
| Empower Financial Services, Inc | Carrollton | TX | 08/2023 | 07/2026 |
| Vanguard Marketing Corporation | Plano | TX | 07/2026 | Present |
| The Vanguard Group, Inc. | Plano | TX | 07/2026 | Present |
| Vanguard Advisers, Inc. | Plano | TX | 07/2026 | Present |
| Pivot Transformation Academy, Llc | Atlanta | GA | 07/2025 | Present |
| Self-Employed | Carrollton | TX | 06/2026 | Present |
NAME OF BUSINESS: PIVOT TRANSFORMATION ACADEMY, LLC NON-INVESTMENT-RELATED ADDRESS: ATLANTA, GA NATURE OF BUSINESS: PROFESSIONAL DEVELOPMENT POSITION: OWNER START DATE: 07/2025 APPROXIMATE HOURS/MONTH: 20 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: CREATE EDUCATIONAL CONTENT, MANAGE BUSINESS OPERATIONS NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: CARROLLTON, TX NATURE OF BUSINESS: FOOTBALL OFFICIATING POSITION: FOOTBALL OFFICIAL START DATE: 06/2026 APPROXIMATE HOURS/MONTH: 20 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OFFICIATE FOOTBALL GAMES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 2023-03-27 |
| S65 | Uniform Investment Adviser Law Examination | 2007-04-28 |
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