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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-02-15 |
Branch Locations
277 Park Ave, Floor 2, New York, NY 10172 • United States
8181 Communications Pkwy, Bldg A Floor 4, Plano, TX 75024 • United States
8181 Communications Pkwy Ste A, Floor 04, Plano, TX 75024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Plano | TX | 02/2021 | 03/2023 |
| J.P. Morgan Securities Llc | Plano | TX | 03/2023 | Present |
| J.P. Morgan Securities Llc | Denver Co/Dallas Tx | CO | 06/2014 | 11/2016 |
| J.P. Morgan Securities Llc | Dallas | TX | 12/2016 | 02/2018 |
| J.P. Morgan Securities Llc | Plano | TX | 02/2018 | 07/2019 |
| J.P. Morgan Securities Llc | Plano | TX | 07/2019 | 02/2021 |
| Jpmorgan Chase Bank, N.A. | Plano | TX | 03/2012 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 2006-08-28 |
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