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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-10-28
  • TX RA
    APPROVED
    Since 2013-10-28

Branch Locations

1025 Holcombe Blvd, Houston, TX 77030 • United States

5133 Bellaire Blvd, Bellaire, TX 77401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Conroe TX 09/2013 Present
Bank Of America, N.A. Conroe TX 11/2013 Present
Previous Registrations
Other Businesses

I*382295, Entity Type: Entity For Profit, Name of OBA: lurenzo macklin, Address: fort worth, Texas 76112, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 03/03/2014, No Hours: 10, No Hours during trading: 0, Duties: I would like to buy an aditional home with the purpose of renting it out to cover the mortgage

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-03-17
S63 Uniform Securities Agent State Law Examination 2007-01-25
  • S65 Uniform Investment Adviser Law Examination
    2008-03-17
  • S63 Uniform Securities Agent State Law Examination
    2007-01-25
Other Names
  • Lorenzo Macklin
  • Luurenzo Eugene Macklin
  • Lorenzo Eugene Macklin
  • Lurenzo Eugene Macklin
  • Lurenzo Eugene Macklin

View on SEC IAPD

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