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Aegis Capital Corp. CRD 15007
$1.78B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-14 |
Branch Locations
1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
Austin, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Austin | TX | 10/2012 | 01/2023 |
| Wells Fargo Clearing Services, Llc | Austin | TX | 01/2023 | 02/2023 |
| J.P. Morgan Securities Llc | Austin | TX | 03/2023 | 04/2026 |
| Jpmorgan Chase Bank, N.A. | Austin | TX | 03/2023 | 04/2026 |
| Jpmorgan Chase Bank, N.A. | Austin | TX | 04/1999 | 01/2023 |
| Aegis Capital Corp | Austin | TX | 08/2026 | Present |
| Unemployed | Austin | TX | 05/2026 | 07/2026 |
1) RENTAL PROPERTY, Investment Related: YES, Address: AUSTIN, TX, Position/Title: 100% OWNERSHIP, Start Date 2/15/2023, the approximate number of hours/month you devote to the other business: 8 HRS PER MONTH, the number of hours you devote to the other business during securities trading hours: 0 HRS, Duties: SHORT TERM RENTAL PROPERTY. 2) D/B/A DAVIS PRIVATE WEALTH MANAGEMENT, All Securities offered through Aegis Capital Corp., Member FINRA/SIPC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-15 |
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