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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-12-01 |
Branch Locations
800 Capitol St Pbig - Houston Ii, Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Sugarland | TX | 02/2015 | 10/2016 |
| Strategic Alliance/Helping A Hero | Houston | TX | 10/2016 | 08/2018 |
| Transamerica Financial Advisors, Inc | Houston | TX | 09/2018 | 08/2020 |
| World Financial Group, Inc. | Houston | TX | 09/2018 | 08/2020 |
| Morgan Stanley Wealth Management | Sugar Land | TX | 02/2015 | 10/2016 |
| Netlaw Inc. | Louisville | KY | 02/2019 | 09/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 09/2020 | Present |
| Bank Of America, N.A. | Houston | TX | 06/2022 | Present |
I*965493, Name of OBA: T B Harris Address: Cypress, TX Investment Related: No Position, Title, Association: Owner Employee Start Date: 9/1/2022 No Hours: 10 Weekly No Hours during trading: 0 Duties: I am going to make an audio book and sell it. The subject matter would not be anything financial or job-related. Generally, the book would be about subjects of interest like cooking, traveling, or fitness.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1997-10-17 |
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