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Kenneth D Shores

The Huntington Investment Company

Columbus, OH

New Albany, OH

Columbus, OH

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Current Employers
The Huntington Investment Company

41 S. High Street, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-10-28
  • OH RA
    APPROVED
    Since 2021-10-28

Branch Locations

Home Office Ops Osj - 41 South High 41 South High Street, 4Th Floor, Columbus, OH 43215 • United States

New Albany, OH • United States

Bethel Road 1600 Bethel Rd., Columbus, OH 43220 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Birmingham MI 08/2015 09/2021
The Huntington Investment Company Columbus OH 09/2021 Present
Previous Registrations
  • 2015-08-13 → 2021-10-26
    Morgan Stanley
    Birmingham, MI
    Farmington Hills, MI
    Troy, MI
  • 2012-10-01 → 2015-08-12
    J.P. Morgan Securities Llc
    Columbus, OH
  • 2012-03-01 → 2012-10-01
    Chase Investment Services Corp.
    Columbus, OH
  • 2010-04-14 → 2010-10-25
    Cuso Financial Services, L.P.
    Westerville, OH
  • 2007-01-23 → 2008-08-19
    Mmc Securities Llc
    Newport Beach, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-08-07
  • S63 Uniform Securities Agent State Law Examination
    1997-08-07
Designations
Other Names
  • Kenneth D Jr Shores
  • Kenneth Shores
  • Kenneth Darryl Shores
  • Kenneth Darryl Shores

View on SEC IAPD

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Other Investors

CARL DAVID WEISE
BEVERLY ANN RESSLER
DANIELLE BALL
HEATHER LYNN WITTEN
BRENT WAGNER
BRIAN ALOYSIUS CARRETTA
ANDREW C WAGES
Alan Robert Beymer

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, OH
EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH
SIGNATURE EQUITY PARTNERS, LLC · Columbus, OH
STRATEGIC ADVISERS LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH
W&S BROKERAGE SERVICES, INC. · Columbus, OH
AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, OH

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