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1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-09-02 |
Branch Locations
1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | New York | NY | 06/2011 | 08/2025 |
| Aegis Capital Corp. | New York | NY | 08/2025 | Present |
D/B/A: Guardian Private Wealth Advisors 1345 Avenue of the Americas, 27th Fl. NY, NY 10105, All securities offered through Aegis Capital Corp., member FINRA/SIPC. Advisory services offered through Aegis Capital Corp., a registered investment advisor.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-04-21 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-24 |
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