Michael D Clark

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2018-12-24

Branch Locations

128 S Tryon Street, Charlotte, NC 28202 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Hickory	NC	11/2016	11/2017
First Citizens Bank	Hendersonville	NC	12/2018	Present
Wells Fargo Advisors	Hickory	NC	04/2016	11/2016
Wells Fargo Bank	Hickory	NC	04/2016	11/2017
Fifth Third Securities	Black Mountain	NC	11/2017	Present
First Citizens Investor Services	Raleigh	NC	12/2018	Present

2017-12-06 → 2018-12-07

Fifth Third Securities, Inc.

Black Mountain, NC

Banner Elk, NC

Sparta, NC

Marion, NC

Brevard, NC
2016-04-15 → 2017-11-30

Wells Fargo Clearing Services, Llc

Minneapolis, MN

Minneapolis, MN

Charlotte, NC
2009-10-23 → 2016-04-12

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Laguna Niguel, CA

Charlotte, NC

Asheville, NC

Asheville, NC

Santa Monica, CA

Greensboro, NC

Beverly Hills, CA

Philadelphia, PA

Newport Beach, CA

Greenville, SC

Charlotte, NC

San Diego, CA
2007-07-19 → 2009-10-23

Banc Of America Investment Services, Inc.

Asheville, NC
2002-08-27 → 2006-04-11

Banc Of America Investment Services, Inc.

Asheville, NC

Asheville, NC

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-08-26
S63	Uniform Securities Agent State Law Examination	1997-04-05

Other Firms