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555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2011-11-22 |
| CA | RA | APPROVED | 2010-06-04 |
Branch Locations
400 Park Avenue, 8Th Floor, New York, NY 10022 • United States
555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States
Walnut, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City National Securities, Inc. | Los Angeles | CA | 06/2009 | Present |
REP IS AN OWNER OF RENTAL PROPERTIES SINCE NOVEMBER 2009. RELATED ACTIVITY IS CONDUCTED AFTER BUSINESS HOURS, WHERE SHE DEVOTES APPROXIMATELY FOUR TO FIVE HOURS A MONTH. THESE SERVICES ARE NOT INVESTMENT RELATED AND DO NOT OCCUR DURING SECURITIES TRADING HOURS. (2) NAME: Helmich Properties Non-Investment related ADDRESS: 865 Bridgewater Lane, Walnut, CA 91789 Nature of OBA: My husband and I own 9 single family rental properties that we lease and collect monthly rent from Role/Position/Title: Sole Proprietor Start Date: 05/01/09 Time Devoted: 5 hours per month; 0 during securities trading hours Duties: owner with my husband. My husband is the one who primarily does all the repairs and other necessary work on the homes (3) Name of the other business: Domestic Kindness Whether the business is investment-related: Non investment-related Address of the other business: 23535 Palomino #290, Diamond Bar, California 91765 Nature of the other business: Foundation/Charitable Institution Your position: Title, or relationship with the other business: Treasurer Start date of your relationship: 03/01/2026 Approximate number of hours/month you devote to the other business: 2 Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: I would assume responsibilities of treasurer and will be reporting providing quarterly reporting on the financial status of the organization.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-30 |
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