Best Investors Account Sign in
Current Employers
Rbc Securities, Inc

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2011-11-22
CA RA APPROVED 2010-06-04
  • NV RA
    APPROVED
    Since 2011-11-22
  • CA RA
    APPROVED
    Since 2010-06-04

Branch Locations

400 Park Avenue, 8Th Floor, New York, NY 10022 • United States

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States

Walnut, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City National Securities, Inc. Los Angeles CA 06/2009 Present
  • 06/2009 → Present
    City National Securities, Inc.
    Los Angeles, CA
Previous Registrations
  • 2006-07-07 → 2009-05-07
    Banc Of America Investment Services, Inc.
    Pasadena, CA
    Pomona, CA
    Los Angeles, CA
    Pasadena, CA
    Riverside, CA
    Boston, MA
    Riverside, CA
Other Businesses

REP IS AN OWNER OF RENTAL PROPERTIES SINCE NOVEMBER 2009. RELATED ACTIVITY IS CONDUCTED AFTER BUSINESS HOURS, WHERE SHE DEVOTES APPROXIMATELY FOUR TO FIVE HOURS A MONTH. THESE SERVICES ARE NOT INVESTMENT RELATED AND DO NOT OCCUR DURING SECURITIES TRADING HOURS. (2) NAME: Helmich Properties Non-Investment related ADDRESS: 865 Bridgewater Lane, Walnut, CA 91789 Nature of OBA: My husband and I own 9 single family rental properties that we lease and collect monthly rent from Role/Position/Title: Sole Proprietor Start Date: 05/01/09 Time Devoted: 5 hours per month; 0 during securities trading hours Duties: owner with my husband. My husband is the one who primarily does all the repairs and other necessary work on the homes (3) Name of the other business: Domestic Kindness Whether the business is investment-related: Non investment-related Address of the other business: 23535 Palomino #290, Diamond Bar, California 91765 Nature of the other business: Foundation/Charitable Institution Your position: Title, or relationship with the other business: Treasurer Start date of your relationship: 03/01/2026 Approximate number of hours/month you devote to the other business: 2 Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: I would assume responsibilities of treasurer and will be reporting providing quarterly reporting on the financial status of the organization.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-22
S63 Uniform Securities Agent State Law Examination 1997-01-30
  • S66 Uniform Combined State Law Examination
    2006-06-22
  • S63 Uniform Securities Agent State Law Examination
    1997-01-30

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor