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Diane Fabian

Rbc Capital Markets, LLC

New York, NY

CRD 2787414

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-08-31
  • NY RA
    APPROVED
    Since 2026-08-31

Branch Locations

1211 Avenue Of The Americas Suite 3300, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 12/2015 06/2026
Rbc Capital Markets, Llc New York NY 08/2026 Present
Previous Registrations
Other Businesses

NJ Notary. I have been a notary for over 10 years.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-05
  • S66 Uniform Combined State Law Examination
    2021-02-05
Other Names
  • Diane Fabian
  • Diana Fabian

View on SEC IAPD

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