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Tiaa-Cref Individual & Institutional Services, LLC CRD 20472
$37.9B regulatory AUM 35,647 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2012-05-28 |
Branch Locations
1670 Broadway, Suite 3300 Denver Regional, Denver, CO 80202-5602 • United States
Highlands Ranch, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Denver | CO | 06/2010 | Present |
| Tiaa-Cref Individual & Institutiona Services, Llc | Denver | CO | 06/2010 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-19 |
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