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Gloria Wong

Northwestern Mutual Investment Services, LLC

New York, NY

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-02-16
  • NJ RA
    APPROVED
    Since 2022-02-16

Branch Locations

1 Battery Park Plaza Ste 3350, New York, NY 10004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc New York NY 12/2020 Present
Rick Hu New York NY 12/2020 Present
Mass Mutual Secaucus NJ 08/2016 12/2018
Mj Recruiting Saint Johns FL 12/2018 11/2020
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-03
  • S66 Uniform Combined State Law Examination
    2022-02-03
Other Names
  • Gloria Chan
  • Gloria Chan
  • Gloria Chan
  • Gloria M Chanwong

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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