Tana Shawn Lee

Citigroup Global Markets Inc.

Jersey City, NJ

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Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2023-12-04

NJ RA
APPROVED

Since 2023-12-04

Branch Locations

388 Greenwich Street Tower Building, New York, NY 10013 • UNITED STATES

480 Washington Blvd, 19Th Floor, Jersey City, NJ 07310 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Independent Brokerage Solutions Llc	New York	NY	08/2022	10/2023
Citigroup	Jersey City	NJ	10/2023	Present
Lincoln Investment	Wyncote	PA	06/2014	02/2017
Wells Fargo Clearing Services Llc	Philadelphia	PA	02/2017	07/2022

08/2022 → 10/2023

Independent Brokerage Solutions Llc

New York, NY
10/2023 → Present

Citigroup

Jersey City, NJ
06/2014 → 02/2017

Lincoln Investment

Wyncote, PA
02/2017 → 07/2022

Wells Fargo Clearing Services Llc

Philadelphia, PA

Previous Registrations

2017-02-23 → 2022-08-09

Wells Fargo Clearing Services, Llc

Philadelphia, PA

Jenkintown, PA

Marlton, NJ

San Francisco, CA
2014-07-07 → 2017-02-21

Lincoln Investment

Fort Washington, PA

Cincinnati, OH

Jenkintown, PA
2013-08-19 → 2014-07-07

Hornor, Townsend & Kent, Llc

Conshohocken, PA
2012-02-13 → 2012-04-25

Eagle Strategies Llc

Anchorage, AK
2010-06-30 → 2011-06-01

Lpl Financial Llc

San Diego, CA

San Diego, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-06-29
S63	Uniform Securities Agent State Law Examination	1996-10-17

S66 Uniform Combined State Law Examination

2010-06-29
S63 Uniform Securities Agent State Law Examination

1996-10-17

Other Names

Tana Shawn Lee
Tana Lee

View on SEC IAPD

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STEVEN MARC MUEHLGAY

STEPHANIE LYNN FAGENSON

Logan Stephen Michals

JONATHAN HARRY SIEGEL

HAL WILLIAM BROWN

RICCARDO MARIA RAINIERI

Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY

P2 CAPITAL PARTNERS, LLC · NEW YORK, NY

KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY

BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY

ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY

COMPASS GROUP LLC · NEW YORK, NY

CRESTVIEW PARTNERS · NEW YORK, NY

LEEDS EQUITY PARTNERS · NEW YORK, NY

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