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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2013-07-29 |
| TX | RA | APPROVED_RES | 2013-07-26 |
Branch Locations
225 Seven Farms Dr Ste 300, Charleston, SC 29492 • United States
300 Spectrum Center Dr Ste 845 [Satellite], Irvine, CA 92618 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Irvine | CA | 07/2013 | Present |
SADDLEBACK RESOURCES LLC, NOT INV RELATED, COTA DE CAZA, CA, START: 2012, 0 HOURS, DUTIES: LEASE LAND FOR MINERAL RIGHTS. BRIAN STEWART CONSULTING, LLC, INVT RELATED, LAKE FOREST, CA, 100% OWNERSHIP, START DATE 8/1/2013, 170 HRS PER MONTH, 6.5 HRS DURING TRADING, FINET PRACTICE. PLAYLAND VENDING, NOT INVT RELATED, LAKE FOREST, CA, 100% OWNERSHIP BY SPOUSE, START DATE 1/1/2001, 0 HRS PER MONTH, ONLY 1 MINUTE, 0 HRS DURING TRADING, CHECK SIGNER FOR SPOUSE BUSINESS. BSTEWART GP, LLC ; INV RELATED; IRVINE,CA; TO SELL 10% OF EXISTING BUSINESS;100% OWNERSHIP; START DATE: 12/31/2025; 1 HRS PER MONTH; 1 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 1985-08-28 |
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