Larry Michael Malles

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2012-07-23
IL	RA	APPROVED	2012-07-19

TX RA
APPROVED

Since 2012-07-23
IL RA
APPROVED

Since 2012-07-19

Branch Locations

500 Lake Cook Rd Stes 175 & 300, Deerfield, IL 60015 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Lake Forest	IL	07/2012	11/2016
Wells Fargo Clearing Services, Llc	Lake Forest	IL	11/2016	Present

07/2012 → 11/2016

Wells Fargo Advisors Llc

Lake Forest, IL
11/2016 → Present

Wells Fargo Clearing Services, Llc

Lake Forest, IL

Previous Registrations

2009-06-01 → 2012-08-01

Morgan Stanley

Winnetka, IL

Lake Forest, IL
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Winnetka, IL
2005-11-04 → 2007-04-02

Morgan Stanley Dw Inc.

Winnetka, IL
2000-08-05 → 2005-11-08

Wells Fargo Clearing Services, Llc

Deerfield, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-04-24
S63	Uniform Securities Agent State Law Examination	1987-03-16

S65 Uniform Investment Adviser Law Examination

1998-04-24
S63 Uniform Securities Agent State Law Examination

1987-03-16

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews