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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-26
  • TX RA
    APPROVED
    Since 2025-09-26

Branch Locations

3355 West Alabama Suite 660, Houston, TX 77098 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-12-13
  • TX RA
    APPROVED
    Since 2010-12-13

Branch Locations

3355 W Alabama St, Ste 660, Houston, TX 77098 • United States

24 Greenway Plz # 1895, Houston, TX 77046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Houston TX 12/2010 Present
Sovereign Wealth Advisors, Llc Houston TX 06/2015 09/2025
Stratos Wealth Partners, Ltd Houston TX 09/2025 Present
Previous Registrations
Other Businesses

1.12/02/2014; none; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 01/01/1990; 1hrs/mth; 0hrs during trading 2.07/21/2026; Hanson Enterprises; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 03/01/2017; 160hrs/mth; 160hrs during trading 3.07/21/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Weave Wealth Partners; Investment Related; at Reported Business Location(s); Start Date 09/24/2025; 160hrs/mth; 160hrs during trading 4.07/24/2026; (Hybrid) Stratos Wealth Partners; Registered Investment Advisor Hybrid; Investment Related; at Reported Business Location(s); Start Date 09/24/2025; 160hrs/mth; 160hrs during trading; I provide investment advisory services through Stratos Wealth Partners, an independent investment advisor firm. I started this business activity in 9/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-07-24
  • S63 Uniform Securities Agent State Law Examination
    1986-07-24
Designations

View on SEC IAPD

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