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Michael James Muehl

Wells Fargo Clearing Services, LLC

San Diego, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-19
CA RA APPROVED 2017-06-09
  • TX RA
    APPROVED_RES
    Since 2025-09-19
  • CA RA
    APPROVED
    Since 2017-06-09

Branch Locations

13520 Evening Creek Dr N Ste 500, San Diego, CA 92128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley San Diego CA 06/2009 06/2017
Morgan Stanley Private Bank, National Association New York NY 01/2015 06/2017
Wells Fargo Clearing Services, Llc San Diego CA 06/2017 Present
Previous Registrations
  • 2009-06-01 → 2017-06-12
    Morgan Stanley
    San Diego, CA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    San Diego, CA
  • 2006-06-30 → 2007-04-02
    Morgan Stanley Dw Inc.
    Rancho Bernardo, CA
  • 2000-10-16 → 2006-07-24
    Ubs Financial Services Inc.
    San Diego, CA
    San Diego, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-12-13
S63 Uniform Securities Agent State Law Examination 1985-07-26
  • S65 Uniform Investment Adviser Law Examination
    2007-12-13
  • S63 Uniform Securities Agent State Law Examination
    1985-07-26

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
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