Wendy Susan Cain

Current Employers

Employment History

• 08/2005 → Present
  Lpl Financial Llc
  Albuquerque, NM
• 02/2016 → 12/2019
  Western Community Financial
  Albuquerque, NM
• 01/2020 → Present
  Founders Financial Alliance, Llc
  Albuquerque, NM

Previous Registrations

• 1993-02-04 → 2005-08-29
  Morgan Stanley Dw Inc.
  La Jolla, CA

Other Businesses

1. 4/15/2020 - Founders Financial Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 04/03/2020 - 100 Hours Per Month/100 Hours During Securities Trading - I provide investment advisory services through Founders Financial Alliance, an independent investment advisor firm. I started this business activity in 04/2020. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 09/14/2011- DBA for LPL Business (entity for LPL business)- Western Community Financial- INV Related- At Reported Business Location(s) 3.10/21/2025- Real Estate Rental- INV Related- At Albuquerque, NM - 10 Hours Per Month- 1 Hour During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1985-08-09

Other Names

• Wendy Cain Burkett
• Wendy Susan Cain Burkett
• Wendy S Cain
• Wendy S Cain Burkett
• Wendy Cain Burkett
• W S Cain Burkett
• W S Cainburkett