Christopher Brian Szem

Current Employers

Employment History

• 04/2016 → Present
  Kestra Investment Services, Llc
  Red Bank, NJ
• 04/2016 → Present
  Kestra Advisory Services, Llc
  Red Bank, NJ

Other Businesses

Bus Name: Benecept consultants Investment Related: No Address: 188 E. Bergen Pl Red Bank NJ 07701 Nature of Business: Consulting Position, Title or Relationship: Employee Start Date: 7/1/2010 Hours per month: 71% - 80% (113 - 128 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: Sales Bus Name: Kestra Advisory Services LLC Investment Related: Yes Address: 5707 southwest parkway austin TX 78785 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: FINANCIAL ADVISOR Start Date: 7/1/2010 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: FINANCIAL ADVISOR Bus Name: RBP NATIONAL LLC POSITION: Partner NATURE: Insurance INVESTMENT RELATED: No # OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 11/15/2019 ADDRESS: 188 E. Bergen Place, Ste 104, Red Bank NJ 07701 DESCRIPTION: Designing and quoting Health plans for other agents and helping them close the sale. Bus Name: FRAZEM LLC POSITION: member NATURE: Insurance INVESTMENT RELATED: No # OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 02/15/2018 ADDRESS: 188 E. Bergen Place, Ste 104, Red Bank NJ 07701 DESCRIPTION: Distributing the product to other agents and clients Bus Name: NEW HEALTH CONSULTING POSITION: I am an employee not receiving income. I am referring the company to my contacts in the health insurance industry. NATURE: Insurance INVESTMENT RELATED: No # OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/15/2023 ADDRESS: 188 E. Bergen Pl Suite 103, Red Bank NJ 07701 DESCRIPTION: I am introducing the new platform to TPA's in the health insurance industry. Bus Name: HISI HEALTH INSURANCE SOLUTIONS, LLC POSITION: 50% Owner NATURE: Insurance INVESTMENT RELATED: No # OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 02/01/2025 ADDRESS: 114 W. Broad St, Suite A, Telford PA 18969, United States DESCRIPTION: Providing plan design and service to group health plans. Large group health plan consulting.

Exams

• S66 Uniform Combined State Law Examination
  2017-03-13
• S63 Uniform Securities Agent State Law Examination
  1985-09-03

Other Names

• Chris Szem