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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-18
SC RA APPROVED 2008-09-03
  • TX RA
    APPROVED_RES
    Since 2023-01-18
  • SC RA
    APPROVED
    Since 2008-09-03

Branch Locations

28 Bridgeside Blvd. Suite 203, Mt. Pleasant, SC 29464 • United States

Mount Pleasant, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Inc Charleston SC 08/2008 Present
Mount Pleasant Town Council Mount Pleasant SC 11/2017 06/2020
Previous Registrations
Other Businesses

(1)Name of Business: Representative Kathy Landing, SC State House District 80 Address: 2114 Sewee Indian Court, Mount Pleasant, SC, 29466, United States Activity Type: Political Office/Activity Position/Title: Investment Related: No Start Date: 02/17/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-10-06
S63 Uniform Securities Agent State Law Examination 1985-07-26
  • S65 Uniform Investment Adviser Law Examination
    1995-10-06
  • S63 Uniform Securities Agent State Law Examination
    1985-07-26
Other Names
  • Kathy Landing

View on SEC IAPD

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