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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1985-09-25
  • TX RA
    APPROVED
    Since 1985-09-25

Branch Locations

1 Cowboys Way, Frisco, TX 75034 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Irving TX 05/1985 Present
Bank Of America,N.A. Frisco TX 06/2011 Present
Other Businesses

I.RENTAL PROPERTIES; NON INVESTMENT RELATED I*75955For profit or not for profit: For-Profit OrganizationName of outside business organization: HRH Interests, LLCInvestment related: NAddress of business:Dallas, Texas 75230Nature of business: LLC,Position, title, association: Other, I am both the Manager and the Member of the LLCStart date of relationship: 10/6/2014Number of hours devoted: 1 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: This is an LLC that I am setting up for myself for the purpose of making direct investments in private companies. I*417269, Entity Type: Entity For Profit, Name of OBA: HRH Interests, LLC, Address: Flower Mound , Texas, 75022, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee State Date: 11/01/2014, No Hours: 2 Yearly, No Hours during Trading: 0 Yearly, Duties: This is an LLC that I am setting up for myself for the purpose of making direct investments in private companies. I*2254283, Entity Type: , Name of OBA: The Estate of B and C H, Address: Tulsa , Oklahoma, 74114, Investment Related: N, Position, Title, Association: , Employee State Date: 10-Mar-2026, No Hours: 15 Yearly, No Hours during Trading: 1 Yearly, Duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-08-07
S63 Uniform Securities Agent State Law Examination 1985-09-20
  • S65 Uniform Investment Adviser Law Examination
    1995-08-07
  • S63 Uniform Securities Agent State Law Examination
    1985-09-20
Other Names
  • Greg Harned
  • Gregory Leo Harned

View on SEC IAPD

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