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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1985-09-25 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Irving | TX | 05/1985 | Present |
| Bank Of America,N.A. | Frisco | TX | 06/2011 | Present |
I.RENTAL PROPERTIES; NON INVESTMENT RELATED I*75955For profit or not for profit: For-Profit OrganizationName of outside business organization: HRH Interests, LLCInvestment related: NAddress of business:Dallas, Texas 75230Nature of business: LLC,Position, title, association: Other, I am both the Manager and the Member of the LLCStart date of relationship: 10/6/2014Number of hours devoted: 1 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: This is an LLC that I am setting up for myself for the purpose of making direct investments in private companies. I*417269, Entity Type: Entity For Profit, Name of OBA: HRH Interests, LLC, Address: Flower Mound , Texas, 75022, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee State Date: 11/01/2014, No Hours: 2 Yearly, No Hours during Trading: 0 Yearly, Duties: This is an LLC that I am setting up for myself for the purpose of making direct investments in private companies. I*2254283, Entity Type: , Name of OBA: The Estate of B and C H, Address: Tulsa , Oklahoma, 74114, Investment Related: N, Position, Title, Association: , Employee State Date: 10-Mar-2026, No Hours: 15 Yearly, No Hours during Trading: 1 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 1985-09-20 |
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