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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-03-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 12/2011 | Present |
| Bank Of America, N.A. | Dallas | TX | 02/2012 | Present |
(1)FOR-PROFIT ORGANIZATIONH&S CAPITAL-MANAGEMENT, LLC2101 COTTON MILL DR.-MCKINNEY-UNITED STATES-TEXAS-75070-1-QUARTERLY-9/27/1999-FAMILY HELD-SET UP TO HOLD PERSONAL ASSETS AS ESTATE PLANNING MEASURE IN 2002. I*54934 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: H&S PROPERTY MANAGEMENT, LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: MCKINNEY TX 75070 NATURE OF BUSINESS: LLC POSITION, TITLE, ASSOCIATION: START DATE OF RELATIONSHIP: 9/10/2003 NUMBER OF HOURS DEVOTED: 1 MONTHLY HOUR(S) NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ESTATE PLANNING ENTITY USED TO HELP FACILITATE FAMILY OWNED RENTAL PROPERTY LEASES. JOINTLY OVERSEE OPERATION WITH MY WIFE. I*54933 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: H&S CAPITAL MANAGEMENT, LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: MCKINNEY, TEXAS 75070 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 9/27/1999 NUMBER OF HOURS DEVOTED: 1 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SET UP TO HOLD PERSONAL ASSETS AS ESTATE PLANNING MEASURE IN 2002.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-03-13 |
| S65 | Uniform Investment Adviser Law Examination | 1995-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-24 |
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