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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-07-19 |
| TX | RA | APPROVED_RES | 2022-07-18 |
Branch Locations
350 Main Street Suites 4 & 5, Bedminster, NJ 07921 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Florham Park | NJ | 12/2008 | 07/2022 |
| Raymond James & Associates, Inc. | Bedminster | NJ | 07/2022 | Present |
(1)Name of Business: Essex Fells Borough Address: 255 Roseland Ave, Essex Fells , NJ, 07021, United States Activity Type: Political Office/Activity Position/Title: Investment Related: No Start Date: 11/02/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-25 |
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