Michael Eugene Moffitt

Current Employers

Employment History

• 01/1984 → Present
  Self Employed
  Kent, IA
• 05/1988 → Present
  Cornerstone Financial Group
  West Des Moines, IA
• 01/2009 → 09/2018
  Advantage Investment Management Llc
  West Des Moines, IA
• 07/2012 → 09/2018
  Lpl Financial, Llc
  West Des Moines, IA
• 10/2018 → Present
  Silver Oak Securities, Inc.
  Jackson, ID

Previous Registrations

• 2009-01-29 → 2018-10-02
  Advantage Investment Management, Llc
  Creston, IA
• 2012-09-18 → 2014-07-29
  Lpl Financial Llc
  Creston, IA
  West Des Moines, IA
  Creston, IA
  San Diego, CA
• 2003-07-11 → 2012-07-31
  National Planning Corporation
  Atlantic, IA
  Creston, IA
  West Des Moines, IA
• 1999-10-08 → 2010-11-16
  Cornerstone Financial Group
  Creston, IA

Other Businesses

1. 07/31/2012: Cornerstone Financial Group - Not Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent. dba and marketing for advisory and securities business and Provide business planning/coaching to increase the value of businesses to prepare for an exit or transition event. 40 hours per month, 40 during trading hours. 2. Southcrest Farms LLC,Is Not Investment Related,"604 W. Adams St., PO Box 111, Creston, IA, 50801, United States",Farming,Farm owner/manager,1985-01-01,3 hours per month,0 hours per month during trading hours,Other Compensation,Farm rental income. Crop income. 3. Southcrest Farms LLC,Is Not Investment Related,"P.O. Box 111, 604 W. Adams St., Creston, IA, 50801, United States",Rental,Property owner,1/1/2003,5 hours per month,0 hours per month during trading hours,Other Compensation,"3 renters in building, pay monthly rent. " 4. Union County Development Assoc.,Is Not Investment Related,"301 W. Montgomery St., , Creston, IA, 50801, United States",Non-Profit,Volunteer/Past President,1/1/2000,1 hours per month,0 hours per month during trading hours,No Compensation Compensation,"Union County Development Association, Non-Profit-Board Member, Past President. Help with volunteer activities, attend other meetings locally to help encourage activities that promote economic development." 5). JUDITH A MOFFITT & MICHAEL E MOFFITT TTEES JUDITH A MOFFITT LIVING TRUST DTD 5/31/2011,Is Not Investment Related,,Fiduciary,Trustee,2011-05-31,1 hours per month,0 hours per month during trading hours,No Compensation Compensation,Judith A Moffitt (spouse) and Michael E Moffitt - self. Act as trustee/fiduciary. 6. 03/16/2021: CFG Legacy Planners LLC - Not Investment Related - 604 W. Adams St. Creston IA, 50801 United States - Provide business planning/coaching to increase the value of businesses to prepare for an exit or transition event. 5-10 hours per month, 5-10 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-09-29
• S63 Uniform Securities Agent State Law Examination
  1985-08-12