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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
275 W Hospitality Ln, Ste 308, San Bernardino, CA 92408 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | San Bernardino | CA | 01/2008 | 02/2020 |
| Waddell & Reed, Inc. | San Bernardino | CA | 02/2020 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Highland | CA | 02/2020 | 07/2021 |
| Lpl Financial Llc | San Bernardino | CA | 07/2021 | Present |
02/2020-PRESENT; VARIOUS INSURANCE CARRIERS FOR W&R INSURANCE AGENCIES; HIGHLAND. CA; INVESTMENT RELATED; INSURANCE SALES; INSURANCE AGENT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-19 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-07 |
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