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Marie Finazzo Johnson

Raymond James Financial Services Advisors, Inc

San Bernardino, CA

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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-02
CA RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2024-04-02
  • CA RA
    APPROVED
    Since 2009-01-02

Branch Locations

236 W Orange Show Road Suite 101, San Bernardino, CA 92408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. San Bernardino CA 08/1998 Present
Raymond James Financial Services Advisors, Inc Bernardino CA 01/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-10
S63 Uniform Securities Agent State Law Examination 1994-09-22
  • S65 Uniform Investment Adviser Law Examination
    1998-03-10
  • S63 Uniform Securities Agent State Law Examination
    1994-09-22
Other Names
  • Marie Johnson Finazzo
  • Marie Elizabeth Finazzo

View on SEC IAPD

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