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Phillip Levy

J.P. Morgan Securities LLC

San Bernardino, CA

San Bernardino, CA

San Bernardino, CA

Highland, CA

San Bernardino, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-21
CA RA APPROVED 2014-04-08
  • TX RA
    APPROVED_RES
    Since 2021-01-21
  • CA RA
    APPROVED
    Since 2014-04-08

Branch Locations

330 N. "D" Street, San Bernardino, CA 92401 • United States

959 Kendall Dr, San Bernardino, CA 92407 • United States

315 W. Highland Avenue, San Bernardino, CA 92405 • United States

7195 Boulder Avenue, Highland, CA 92346 • United States

2020 E. Highland Ave, San Bernardino, CA 92404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc San Bernadino CA 04/2014 01/2019
Jpmorgan Securities, Llc. San Bernadino CA 01/2019 07/2020
Jpmorgan Chase Bank, N.A. San Bernardino CA 08/2020 Present
  • 04/2014 → 01/2019
    J.P. Morgan Securities Llc
    San Bernadino, CA
  • 01/2019 → 07/2020
    Jpmorgan Securities, Llc.
    San Bernadino, CA
  • 08/2020 → Present
    Jpmorgan Chase Bank, N.A.
    San Bernardino, CA
Previous Registrations
  • 2011-01-03 → 2014-04-03
    Wells Fargo Clearing Services, Llc
    San Diego, CA
    Redlands, CA
    San Diego, CA
  • 2007-06-12 → 2011-01-03
    Wells Fargo Investments, Llc
    Redlands, CA
    Redlands, CA
    Fontana, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-11
  • S66 Uniform Combined State Law Examination
    2007-06-11
Other Names
  • Phillip Samuel Levy

View on SEC IAPD

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PAUL VERNON HENSLER
ANDREW DEVORE BOYD
ROBERT OWEN BOYD
Sean McMullin

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · San Bernardino, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · San Bernardino, CA
EAGLE STRATEGIES LLC · SAN BERNARDINO, CA
CORE FINANCIAL ADVISORS · SAN BERNARDINO, CA
ALLSTATE FINANCIAL ADVISORS, LLC · San Bernardino, CA
GUIDING WEALTH MANAGEMENT, LLC · San Bernardino, CA
LPL FINANCIAL LLC · SAN BERNARDINO, CA
PFS INVESTMENTS INC. · SAN BERNARDINO, CA

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