Best Investors Account Sign in

John Weldon Durkin

Cetera Investment Advisers LLC

Danbury, CT

Claim This Profile
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-08-10
  • CT RA
    APPROVED
    Since 2023-08-10

Branch Locations

57 North St, Danbury, CT 06810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Underwriters Inc North Haven CT 03/1981 Present
Ascend Financial Services, Inc. Danbury CT 06/1985 Present
Cetera Wealth Services, Llc Danbury CT 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 03/1981 → Present
    Financial Underwriters Inc
    North Haven, CT
  • 06/1985 → Present
    Ascend Financial Services, Inc.
    Danbury, CT
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Danbury, CT
  • 08/2023 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Previous Registrations
  • 1997-08-04 → 2023-08-10
    Securian Financial Services, Inc.
    Danbury, CT
    Danbury, CT
    Hamden, CT
    Parsippany, NJ
    St. Paul, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-12-10
S63 Uniform Securities Agent State Law Examination 1995-11-14
  • S65 Uniform Investment Adviser Law Examination
    1996-12-10
  • S63 Uniform Securities Agent State Law Examination
    1995-11-14
Designations

View on SEC IAPD

Other Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
WELLS FARGO CLEARING SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
MML INVESTORS SERVICES, LLC
LPL ENTERPRISE, LLC
LPL FINANCIAL LLC
MITTLER & MERCALDO INVESTMENT ADVISORS
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

Vincent Michael Camarota
JOSE MIGUEL DIAZ
Pamela Ciccone
SHARON MICHELLE VAUPEN
JOHN PHILLIP DEZZUTTI
ALEXANDER LEONARD FREDERICKS
Taylor Benjamen Flotre
Ryan William Sondak

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Danbury, CT
WELLS FARGO CLEARING SERVICES, LLC · DANBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · DANBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Danbury, CT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · DANBURY, CT
MML INVESTORS SERVICES, LLC · DANBURY, CT
LPL ENTERPRISE, LLC · DANBURY, CT
LPL FINANCIAL LLC · DANBURY, CT

More in Danbury, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor