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5110 Maryland Way, Suite 300, Brentwood, TN 37027-7508 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2004-01-07 |
Branch Locations
1517 Hatcher Lane, Columbia, TN 38401 • United States
5110 Maryland Way Suite 300, Brentwood, TN 37027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thoroughbred Financial Services, Llc | Brentwood | TN | 04/2000 | Present |
1. ROGER WITHEROW & ASSOC, INC. 2. INVESTMENT RELATED 3. 1517 HATCHER LANE, COLUMBIA, TN 38401. 4. TYPE: INSURANCE BUSINESS GROUP HEALTH/LIFE. 5. PRESIDENT. 6. 1976-PRESENT; 7.40+ HOURS PER MONTH 8.DEVOTE 5-10 HOURS DURING SECURITIES TRADING HOURS. 9. DUTIES INCLUDE SALES AND MANAGEMENT. 1.OFFICE BLDG 2.NOT INVESTMENT RELATED 3. 1517 HATCHER LANE COLUMBIA, TN 38401 4. REAL ESTATE 5. OWNER 6. 1985 TO PRESENT 7. 2/HRS MONTH 8. NO HOURS DURING TRADING 9. GENERAL MANAGEMENT DUTIES 1.WITHEROW,WHITE,DANIEL 2. NOT INVESTMENT RELATED 3. PO 375, COLUMBIA, TN 38402 4. REAL ESTATE PARTNERSHIP 5. PARTNER 6. 1994 TO PRESENT 7. 2 HOURS/MONTH 8. "0" HOURS TRADING 9. PARTNER 1.OLIVE & SINCLAIR CHOCOLATE 2.NOT INVESTMENT RELATED 3. 1404 MCGAVOCK PIKE, NASH, TN 37216 4. CHOCOLATE MANUFACTURING/DIST 5. MEMBER 6. 2009 TO PRESENT 7. 10-15 8. "0" HOURS TRADING 9. MANAGEMENT/PARTNER. 1.INFO ARMOR PLUS 2.NOT INVESTMENT RELATED 3. 1517 HATCHER LANE, COLUMBIA TN 38401 4.CYBERSECURITY MONITORING 5. AGENT 6. 2019-PRESENT 7. 4 8. 0 9. SELL PLANS AS EMPLOYEE BENEFIT
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-07-31 |
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