Michael Alan Manning

Current Employers

Employment History

• 05/2010 → 10/2025
  Commonwealth Financial Network
  Waltham, MA
• 10/2025 → Present
  Raymond James Financial Services Advisors, Inc.
  San Diego, CA
• 10/2025 → Present
  Raymond James Financial Services, Inc.
  San Diego, CA

Previous Registrations

• 2010-05-19 → 2025-10-06
  Commonwealth Financial Network
  San Diego, CA
  San Diego, CA
  San Diego, CA
• 2000-07-31 → 2024-12-31
  Manning Wealth Management, Inc.
• 1997-12-31 → 2010-06-16
  Lpl Financial Llc
  San Diego, CA
  San Diego, CA
  La Jolla, CA

Other Businesses

(1)Name of Business: Address: 401 B St Ste 2300, San Diego, CA, 92101-4289, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 10/01/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: Manning Wealth Group (DBA only name) Address: 401 B St Ste 2300, San Diego, CA, 92101-4289, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/01/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: This is to establish a DBA only. The legal entity will still be the Manning Companies. (3)Name of Business: The Manning Companies Address: 401 B St Ste 2300, San Diego, CA, 92101-4289, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 01/01/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: 95% owner, CEO running the company in the business of providing wealth management and retirement plan services to clients

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-10-12