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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-19
FL RA APPROVED 2013-09-17
IL RA APPROVED 2008-04-25
  • TX RA
    APPROVED
    Since 2023-09-19
  • FL RA
    APPROVED
    Since 2013-09-17
  • IL RA
    APPROVED
    Since 2008-04-25

Branch Locations

2021 Midwest Rd Ste 200, Oak Brook, IL 60523-1370 • United States

Bradenton, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Corp Lagrange IL 04/2008 Present
  • 04/2008 → Present
    Lpl Financial Corp
    Lagrange, IL
Previous Registrations
Other Businesses

1. 5/20/2008: Antioho Investment Planning Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-04-25
S63 Uniform Securities Agent State Law Examination 1986-03-05
  • S65 Uniform Investment Adviser Law Examination
    2001-04-25
  • S63 Uniform Securities Agent State Law Examination
    1986-03-05
Designations

View on SEC IAPD

Other Firms

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