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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-02 |
| WI | RA | APPROVED | 2011-08-19 |
Branch Locations
111 North Washington Street Suite 410, Green Bay, WI 54301 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
| Morgan Stanley Smith Barney Llc | Green Bay | WI | 01/2015 | Present |
1. *57146 - Kapla Enterprises LLC; Investment related -Yes; Green Bay; Wisconsin; Other, Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 08/2020; During business hours: 0; After business hours: 3; 2. *219350 - Schoen Street Condo Rentals LLC; Investment related - Yes; Green Bay, Wisconsin; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); Sept 2004; During business hours: 0; After business hours: 4.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-08 |
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