Laurence Heimburg Knowlton

Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1995 → 05/2021
  Ubs Financial Services Inc.
  Boston, MA
• 05/2021 → Present
  Rockefeller Financial Llc
  Rye Beach, NH

Other Businesses

Name of business:85 Lafayette Road, LLC ï,§ Full business address:*5 Lafayette Road, North Hampton, NH 03862 ï,§ the nature of the other business: Rental Property ï,§ Is the business investment-related: No ï,§ position, title, or association with the other business: Secretary ï,§ Please describe your duties: Administrative ï,§ the start date of your relationship with the business: October 2019 ï,§ the approximate number of hours per month you devote to the business: 20 minutes ï,§ the number of hours you devote to the other business during securities trading hours: none 2) - 224 Atlantic Ave LLC; Investment related. North Hampton, NH; Managing Partner; 02/20/2022; 1 hours a month and 0 hours during trading hours. Rental property.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-11-10
• S63 Uniform Securities Agent State Law Examination
  1985-07-31