Michell D Warren

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-04-23

FL RA
APPROVED

Since 2025-04-23

Branch Locations

6767 N Wickham Rd Ste 400, Melbourne, FL 32940 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Melbourne	FL	02/2022	Present
Sunradon	Melbourne	FL	03/2020	02/2022
A. Duda & Sons	Viera	FL	06/2018	03/2020
Lpl Financial	Melbourne	FL	10/2012	06/2018

02/2022 → Present

Lpl Financial Llc

Melbourne, FL
03/2020 → 02/2022

Sunradon

Melbourne, FL
06/2018 → 03/2020

A. Duda & Sons

Viera, FL
10/2012 → 06/2018

Lpl Financial

Melbourne, FL

Other Businesses

1-02/2022 / LCWarren Group, Inc. / DBA for LPL Business (entity for LPL business) / Investment Related / Melbourne, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-03-28

S66 Uniform Combined State Law Examination

2025-03-28

Other Names

Michell Carter

View on SEC IAPD

Employer firm

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

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