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111 Center St, Little Rock, AR 72201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED_RES | 2014-04-10 |
Branch Locations
6075 Poplar Avenue Crescent Center, Memphis, TN 38119 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stephens Inc | Memphis | TN | 08/2011 | 03/2023 |
| Stephens Inc. | Memphis | TN | 03/2023 | Present |
HENRY GROVES - INVESTMENT RELATED - 7400 BELLVILLE, GERMANTOWN, TN - RESIDENTIAL REAL ESTATE/HOUSE & DUPLEX - OWNER - BEGAN 1979 - MINIMAL TIME DEVOTED TO OTHER BUSINESS - 0 HOURS DEVOTED DURING TRADING HOURS; HC GROVES FARM JV - ST FRANCIS COUNTY, AR - INVESTMENT RELATED - RENTED FARMLAND - OWNER - BEGAN OCT 2001 - 0 HOURS DEVOTED TO OTHER THE OTHER BUSINESS - 0 HOURS DEVOTED DURING TRADING HOURS; HENRY GROVES/DONNA MOTTAH/REBECCA COTHRAN - FAYETTE COUNTY, TN - INVESTMENT RELATED - FAMILY FARM/RENTAL PROPERTY - 1/3 OWNER - AUGUST 2008 - MINIMAL HOURS DEVOTED TO THE OTHER BUSINESS - 0 HOURS DEVOTED DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 1985-08-05 |
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