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Current Employers
Independence Capital Co., Inc.

5579 Pearl Road, Ste 100, Parma, OH 44129 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2009-01-14
  • OH RA
    APPROVED
    Since 2009-01-14

Branch Locations

5579 Pearl Road, Suite 100, Parma, OH 44129 • UNITED STATES

5579 Pearl Road, Suite 100, Parma, OH 44129 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
David A. Toetz Attorney Parma OH 01/2003 Present
  • 01/2003 → Present
    David A. Toetz Attorney
    Parma, OH
Other Businesses

Attorney, tax prep, 5579 Pearl Rd Ste 203 Parma OH 44129, Start 11/1/1983, 4 hrs/month, Compensation: Hourly. Insurance Agent, Fixed life and annuity sales, 5579 Pearl Rd Ste 203 Parma OH 44129, Start 8/23/2003, 4 hrs/month, Compensation: Commission. Public Defender (Brooklyn Hts ), Legal Services, 5555 Powers Blvd Parma OH 44129, 04/1/1999, 6 hrs/month, Compensation: Hourly. Board of Directors, PSE Credit Union Inc., 5255 Regency Dr Parma OH 44129, start 10/1/2013, 3 hrs/month, Compensation: None. Attorney (Private Practice), Legal Services, 5579 Pearl Rd Ste 203 Parma OH 44129, Start 11/1/1983, 80 hrs/month, Compensation: Hourly.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-08-22
  • S63 Uniform Securities Agent State Law Examination
    1989-08-22

View on SEC IAPD

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