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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-03 |
| IA | RA | APPROVED | 1999-01-01 |
Branch Locations
1080 Jordan Creek Pkwy Ste 140N, West Des Moines, IA 50266 • United States
Indianola, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Clive | IA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | West Des Moines | IA | 03/2020 | Present |
Outside Employment; The FISH20 Group, LLC; Employed to manage client accounts.; Manage advisory business; 1080 Jordan Creek Pkwy, 140N, West Des Moines, IA, 50266; Investment-Related; 01/01/2025; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-07-16 |
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