Mark William Shade

Current Employers

Employment History

• 09/2009 → Present
  Lpl Financial, Llc
  Carrollton, IL

Previous Registrations

• 2009-01-02 → 2013-12-31
  Sfs Consulting
  Carrollton, IL
• 2008-08-07 → 2009-01-14
  Mutual Service Corporation
  Boston, MA
  Carrollton, IL
  West Palm Beach, FL
  Carrollton, IL
• 2001-09-10 → 2008-08-06
  American General Securities Incorporated
  Carrollton, IL

Other Businesses

1. 2/25/2010: NON-VARIABLE INSURANCE - INV REL - PURCHASE HEALTH INSURANCE PRODUCTS FROM BLUE CROSS BLUE SHIELD, SYNDICATED INSURANCE, HEALTH ALLIANCE, AND OTHER COMPANIES OFFERED THROUGH CRAIG METZ INSURANCE. - TIME SPENT 2% - CARROLLTON, IL. 2. 2/25/2010: NON-VARIABLE INSURANCE - INV REL - FIXED ANNUITY PRODUCTS PURCHASED THROUGH WESTERN CATHOLIC UNION, EMC NATIONAL LIFE, SAGICOR INSURANCE, GUGGENHEIM INS. - TIME SPENT 2% - CARROLLTON, IL. 3. 2/14/2013: NON-VARIABLE INSURANCE - INV REL - ECA MARKETING - ECA BROKER HOUSE FOR INSURANCE SALES PRODUCTS (FIXED ANNUITIES). - TIME SPENT 5% - CARROLLTON, IL 4. 07/09/2015 - JSB WEALTH MANAGEMENT - INV REL - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - 1000 S. STATE JERSEYVILLE, IL 62052 - START 07/15/15 - 32 HOURS PER MONTH, 32 DURING TRADING - . FINANCIAL ADVISOR 5. 09/08/2015 - SHADY ACRES FARMS - OTHER - FARM - NOT INV REL - R.R. 1 BOX 111C, CARROLLTON, ILLINOIS 62016 - START 08/30/2015 - 8 HRS/MO. NOT DURING SECS TRDG HRS. 6. 09/16/2015 - ECCHIC Group - Non-Variable Insurance - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 09/01/2015 - 1 HR/MO DURING SECS TRDG HRS. 7. 8/29/2018 - Shady's South Side, LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 08/01/2011 - 1 Hour Per Month/0 Hours During Securities Trading. 8. 10/26/2018 - Delaware Life - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:10/11/2018 - 1 Hours Per Month/1 Hours During Trading. 9. 01/19/2022 - Insurance Industry - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 10/02/1995 - 4 Hours Per Month/4 Hours During Securities Trading. 10. 02/15/2022 - Shade Financial Services, Inc - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/05/2011 - 160 Hours Per Month/150 Hours During Securities Trading. 11. 3/9/2023 - Crump Insurance Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 01/23/2023 - 1 Hours Per Month/1 Hours During Securities Trading 12. 04/25/2024 - Real Estate Rental - Investment Related - Greenfield, IL - Start Date 01/01/2024 - 1 Hour Per Month/ 0 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-01-28
• S63 Uniform Securities Agent State Law Examination
  1991-05-31