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Current Employers
Lasalle St. Investment Advisors, L.L.C.

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-01-04
  • IL RA
    APPROVED
    Since 2017-01-04

Branch Locations

315 Sixth Street, Carrollton, IL 62016 • United States

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Carrollton Bank Carrollton IL 05/1985 Present
La Salle St. Securities, Inc. Carrollton IL 08/1992 Present
  • 05/1985 → Present
    Carrollton Bank
    Carrollton, IL
  • 08/1992 → Present
    La Salle St. Securities, Inc.
    Carrollton, IL
Other Businesses

FIXED INSURANCE; CARROLLTON BANK- 315 SIXTH STREET, CARROLLTON, IL 62016. ASSISTANT VICE PRESIDENT AND TRUST OFFICER; Board Member Prairie Council of Aging

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-17
S63 Uniform Securities Agent State Law Examination 1988-05-27
  • S66 Uniform Combined State Law Examination
    2016-11-17
  • S63 Uniform Securities Agent State Law Examination
    1988-05-27
Other Names
  • Sandra C Hartman

View on SEC IAPD

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