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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2015-09-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Carrollton | IL | 09/2015 | Present |
1. 1/13/2021 - CHS Longnecker's Tavern, LLC - Not Investment Related - 309 Batchtown Rd., Batchtown, IL 62006 - Other-Bar/Tavern - Start Date: 9/1/2020 - 32 Hours Per Month/0 Hours During Securities Trading - Purchased a bar/tavern. 2. 02/15/2022 - Shade Financial Services, Inc - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2021 - 160 Hours Per Month/150 Hours During Securities Trading. 3. 02/14/2023 - Crump Life Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 01/23/2023 - 10 Hours Per month/10 Hours During Securities Trading. 4. 05/15/2023 - ECA Marketing, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 06/01/2023 - 5 Hours Per month/1 Hour During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-09 |
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